The UK has now left the EU. We are in a transition period which is due to end on 31 December 2020. While most rules and requirements continue unchanged during the transition for most firms and most clients, it is prudent to keep up to date on the current position and what is likely to happen when the transition period ends.
The FCA has gathered all its BREXIT related information and links here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
For information.
For information.
More Choice – More Flexibility – More Relevance
New rules apply to transfer advice from 1 April 2018.
The FCA proposals for further changes to rules around pension transfer advice.
If you want help preparing for the AF7 exam, this should be of interest.
FCA Sector Views 2018 – Pensions and Investments
Alistair MacDougall Compliance 2016, 2018, FCA, Pension, Pension Transfer, Switch
Keep up to date with the FCA’s current areas of focus.