PS22/14 – Consumer redress scheme for unsuitable advice to transfer out of the British Steel Pension Scheme
This article will be of relevance to firms who have provided pension transfer advice to members of the British Steel […]
FCA
Can you advise on Shares?
What do you do? Your client has inherited some (insert company name) shares and she asks you, as her trusted […]
Thematic review of retirement income advice
The FCA has announced that it will shortly be undertaking a thematic review to assess the advice consumers are receiving […]
FCA Consultation Paper 23/3: Financial Services Compensation Scheme – Management Expenses Levy Limit (Issued January 2023)
This Consultation Paper is relevant to all FCA and PRA authorised firms and sets out the FCA and PRA proposals […]
Financial Resilience Survey
The FCA have advised as follows: “We’re asking a number of firms to complete this survey to help […]
FCA Consultation Paper CP23/1 – Insurance guidance for the support of customers in financial difficulty
This consultation primarily affects insurers and insurance intermediaries. In November 2020, the FCA introduced finalised guidance for insurance […]
FCA announce delay to multi-factor authentication
We wrote a few weeks ago about incoming changes to how firms access their FCA systems to upgrade data protection. […]
An ATEB reminder for all staff involved in insurance distribution activities
We thought it appropriate to issue a New Year reminder for firms that have staff … directly involved […]
Regulatory priorities for 2023
As 2022 comes to an end, all our readers are probably thinking more about the imminent festivities and looking forward […]
FCA – moving to ‘External Multi Factor Authentication’
The FCA recently advised of incoming changes to how firms access FCA systems. In order to protect firms’ […]