Financial Sanctions Checks
In response to Russia’s invasion of Ukraine, the FCA published information about the tranche of sanctions announced in relation to […]
FCA
Product Governance multi-firm review by the FCA
The FCA conducted a multi-firm review to assess whether manufacturers of general insurance and pure protection products are undertaking the […]
FCA delays Consumer Duty rules
The FCA has confirmed a delay to the introduction of Consumer Duty rules. The press release details are described in […]
FG22/4 – FCA approach to compromise arrangements
The FCA has issued final guidance (FG22/4) for regulated firms entering into, or considering entering into compromise arrangements with creditors […]
FCA Business Plan – 2022/23
The FCA recently published its Business Plan for 2022/23. The plan explains the programme of work for this year to […]
New pension nudge rules
One of our clients recently received this note from a SIPP provider. “You may already be aware that […]
Change to Firm Reference Numbers
The FCA has advised as follows: “We currently use six-digit Firm reference Numbers (FRNs) to uniquely identify firms, […]
New notification requirement – 25 June 2022
A new notification rule takes effect from 25 June 2022. Read on for details. Firms will be aware […]
Ensuring the fair treatment of customers in vulnerable circumstances
With Consumer Duty requirements set to take effect in Q2 2023 and ahead of the final rules being published – […]
FCA Survey – problem question
We wrote recently about the latest FCA survey. This is mandatory and some firms have been querying how to answer […]