FCA Consumer Duty preparedness survey
The FCA has announced that it is conducting a Consumer Duty preparedness survey. The survey is being sent […]
FCA
Ongoing client reviews
Consumer Duty will require most firms to review their business model and, in particular the value of the services they […]
Keeping up with growth
There has been lots of political talk in recent months about the need for economic growth. Has to be a […]
Consumer Duty Dear CEO Letter: Demonstrating Value
Last week the FCA issued a Dear CEO Letter to firms in the Consumer Investment sector to “help them implement […]
Consumer Duty: FCA Multi-Firm Review
The FCA has published the results of its review of the Consumer Duty implementation plans of larger firms, in order […]
Action required – Firms with Appointed Representatives
The FCA has issued the following reminders for Principal Firms. Respond to our request for information about Appointed […]
CIPs and Independence – what’s all the fuss about?
Many firms are now operating their own preferred investment solution – a Centralised Investment Proposition (CIP) – which they seemingly […]
Consumer Duty – FCA Live and Local events
The FCA have advised they will be hosting a series of Live and Local events across the United Kingdom on […]
Advice – Simplified?
The FCA has published proposals for a simplified advice regime, but don’t get too excited – just yet. At […]
PS23/1 – Extended asset retention requirement for firms under the British Steel Pension Scheme consumer redress scheme
This article will be of relevance to firms who have provided pension transfer advice to members of the British Steel […]