FG22/4 – FCA approach to compromise arrangements
The FCA has issued final guidance (FG22/4) for regulated firms entering into, or considering entering into compromise arrangements with creditors […]
Conduct
FCA Business Plan – 2022/23
The FCA recently published its Business Plan for 2022/23. The plan explains the programme of work for this year to […]
New notification requirement – 25 June 2022
A new notification rule takes effect from 25 June 2022. Read on for details. Firms will be aware […]
FCA – new power to vary or cancel permissions
The FCA can now vary or cancel permissions more quickly than previously applied. What is changing The FCA […]
New financial sanctions measures in relation to Russia
Readers will be aware that, following the invasion of Ukraine by Russia, the UK Government, together with other countries, has […]
FCA Consumer Duty – Research and Due Diligence
The FCA is consulting on ‘A New Consumer Duty’ and this is receiving considerable press coverage. The consensus of opinion […]
How accurate is the data your firm submits to the FCA?
The FCA set out in its Business Plan 21/22 how it is changing to improve performance and meet future challenges. […]
Is now a good time?
The tentative question posed in the heading to this article refers to the vagueness of the rules around when disclosure […]
General Insurance Pricing Rules – Compliance with ICOBS 6B Attestation
The FCA is requesting that firms who have general insurance permissions (and premium finance providers), complete an online survey in […]
Advising non-UK clients
Despite the fact that the UK ceased to be a member of the EU/EEA almost a year ago, we are […]