We have made a change to ATEB Suitability following a recent regulatory development. What does this mean for
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Since MiFIDII came into effect in 2018, it has been a requirement on firms to take reasonable steps to record
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One of the issues identified in the FCA’s Asset Management Market Study was a lack of competition among fund providers
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It is likely that all our readers have heard of cryptocurrency, probably in the guise of Bitcoin. This cryptocurrency and
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Following consultation in CP20/23, which was published in December 2020, the FCA has made changes to the Handbook.
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Policy Statement PS21/4 summarises the FCA’s proposals to increase the number of firms (by circa 4500) who need to submit
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It has been a busy month for papers and publications at the FCA. These include: New
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Following consultation in GC 20/05, the FCA has published finalised non-handbook guidance for insolvency practitioners (IPs) on how to approach
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The FCA has confirmed in PS21/4 that it is proceeding with its previously stated intention to extend the requirement to
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Alongside the rules introduced in October 2020 by Policy Statement (PS 20/6), the FCA published an accompanying guidance consultation (GC
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