In our article last week, we highlighted the deadlines for implementation of Consumer Duty – 30 April and 31 July
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The FCA has announced that it is conducting a Consumer Duty preparedness survey. The survey is being sent
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The FCA has published proposals for a simplified advice regime, but don’t get too excited – just yet. At
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This article will be of relevance to firms who have provided pension transfer advice to members of the British Steel
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We thought it appropriate to issue a New Year reminder for firms that have staff … directly involved
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On 9th August 2022 we wrote regarding the changes coming to the Appointed Representative Regime specifically outlining the new rules
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In our previous article following the issuance of FCA’s Policy Statement PS22/11, we covered the Regulator’s rationale for changes to
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FCA recently published Policy Statement (PS22/11) announcing some key changes to the Appointed Representatives (AR) regime, affecting both AR firms
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In response to Russia’s invasion of Ukraine, the FCA published information about the tranche of sanctions announced in relation to
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The FCA conducted a multi-firm review to assess whether manufacturers of general insurance and pure protection products are undertaking the
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