Consumer Duty – Are you a manufacturer?
In our article last week, we highlighted the deadlines for implementation of Consumer Duty – 30 April and 31 July […]
Conduct
FCA Consumer Duty preparedness survey
The FCA has announced that it is conducting a Consumer Duty preparedness survey. The survey is being sent […]
Advice – Simplified?
The FCA has published proposals for a simplified advice regime, but don’t get too excited – just yet. At […]
PS23/1 – Extended asset retention requirement for firms under the British Steel Pension Scheme consumer redress scheme
This article will be of relevance to firms who have provided pension transfer advice to members of the British Steel […]
An ATEB reminder for all staff involved in insurance distribution activities
We thought it appropriate to issue a New Year reminder for firms that have staff … directly involved […]
Reminder for firms: Appointed Representatives (ARs) – Data Request
On 9th August 2022 we wrote regarding the changes coming to the Appointed Representative Regime specifically outlining the new rules […]
Appointed Representative regime changes
In our previous article following the issuance of FCA’s Policy Statement PS22/11, we covered the Regulator’s rationale for changes to […]
Changes coming to the Appointed Representatives Regime – and soon!
FCA recently published Policy Statement (PS22/11) announcing some key changes to the Appointed Representatives (AR) regime, affecting both AR firms […]
Financial Sanctions Checks
In response to Russia’s invasion of Ukraine, the FCA published information about the tranche of sanctions announced in relation to […]
Product Governance multi-firm review by the FCA
The FCA conducted a multi-firm review to assess whether manufacturers of general insurance and pure protection products are undertaking the […]