The UK has now left the EU. We are in a transition period which is due to end on 31 December 2020. While most rules and requirements continue unchanged during the transition for most firms and most clients, it is prudent to keep up to date on the current position and what is likely to happen when the transition period ends.
The FCA has gathered all its BREXIT related information and links here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
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Client conversations might need to be recorded from January 2018. Are you ready?
What you need to know about this new regulatory activity.
A timely reminder of when you need to notify the FCA.
700 firms to participate in this thematic review. Read this for details.
Pensions reforms – new advice rules
Alistair MacDougall Compliance 2015, 2016, 2017, FCA, Pension, Pension Transfer, PI
New rules around pension advice came into effect on 25 Aprill 2016. See here for details.