Everyone involved with defined benefit pension transfer advice should by now be very aware that contingent charging is banned for
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It has been a busy month for papers and publications at the FCA. These include: New
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COBS 19.1.2 states … “To prepare an appropriate transfer analysis a firm must: (1) assess the benefits likely to
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The FCA has confirmed in PS21/4 that it is proceeding with its previously stated intention to extend the requirement to
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This fourth in a series of articles on FG 21/3 takes a closer look at the guidance around pre-advice information
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Following on from our previous articles on FG21/3, we will look today at another of the interesting areas covered by
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We wrote about the background to updated redress guidance following the Chancellor’s announcement of changes to the way that the
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Here is a question. If a client is being recommended NOT to transfer, do you still need to identify a
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In our recent article giving an overview of Finalised Guidance (FG 21/3), we indicated that we would pick out a
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Alongside the rules introduced in October 2020 by Policy Statement (PS 20/6), the FCA published an accompanying guidance consultation (GC
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