Firms involved with pension transfer business will know that there is a requirement to consider an available workplace pension (WPS)
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On 25 May 2018, the Data Protection Act 2018 came into force and represented the UK’s adoption of the EU’s
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The significant increase in PII costs for firms providing investment advice in recent years and the difficulties for firms doing
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FCA redress guidance has been updated as at March 2021 – this article explains the background as at the date
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You may well have seen reports that the FCA recently published its Defined Benefit Advice Assessment Tool (DBAAT). This is
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Following the release of a consultation paper on 10th February 2021 by HM Treasury, we have now added a ‘Proposed
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Way back in December 2019, the FCA published PS19/29 – Making Transfers Simpler. The policy statement and accompanying rules were
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Assessing suitability has always essentially been based around the same overarching principles … The recommended product type should
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The new rules around transfer advice set a difficult challenge for advisers.
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