The UK has now left the EU. We are in a transition period which is due to end on 31 December 2020. While most rules and requirements continue unchanged during the transition for most firms and most clients, it is prudent to keep up to date on the current position and what is likely to happen when the transition period ends.
The FCA has gathered all its BREXIT related information and links here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
For information.
For information.
The FCA has reported its conclusions on the Platform market ahead of a Consultation Paper.
This business model offers cost and profitability benefits for firms … but there are risks.
How do FCA regulations impinge on firms’ use of social media?
The FCA has issued a press release urging firms to start preparation for the SM&CR which applies to all FCA regulated firms from December 2019.
FCA Business Plan 2019-20
Alistair MacDougall Compliance 2019, FCA, MiFID, ML, Pension, Pension Transfer, PI, SM&CR
The FCA has announced its priorities for action over the coming months.