The UK has now left the EU. We are in a transition period which is due to end on 31 December 2020. While most rules and requirements continue unchanged during the transition for most firms and most clients, it is prudent to keep up to date on the current position and what is likely to happen when the transition period ends.
The FCA has gathered all its BREXIT related information and links here.
Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.
ATEB Compliance offers compliance and regulatory advice.
ATEB Suitability provides report writing software for the financial services market.
For information.
For information.
As I am sure you will be aware the chancellor’s budget last week throws a few curve balls for the financial service industry to get to grips with. However, in true ATEB style we are getting ahead of the game and will be pushing out updates later this evening in readiness for some of the […]
This is the fourth in our series of Positive Compliance news articles and focusses on what the FCA looks for at a review.
This article will be of interest to ALL Independent Firms that refer pension annuity business to specialist annuity companies.
The deadline (31/03/2014) requiring advisory firms to replace ‘Financial Services Authority’ with ‘Financial Conduct Authority’ is fast approaching.
Consumer Credit: FCA Deadline & Do I Need Permissions?
Steve Bailey Compliance 2014, FCA, Mortgage
The deadline for full transition to the FCA is nearly upon us. Have you applied and are you confident of the requirements?