Abridged Advice Report Template Tweaks & New Provider Text
Abridged Advice Report Tweaks & New Provider Text
Update
EU Withdrawal – Transitional period for new rules
The FCA has published rules that will apply following the end of the EU Withdarawal Transition in December 2020.
New Abridged Advice Report Template & PS20/06 Rules for DB Transfer
DB Transfer PS20/06 Update & New Abridged Advice Template
Changes to Directory Feedback
The way firms receive Directory feedback has changed.
Suitability Reports – avoiding common problems
How to avoid some of the commonly found issues with Suitability Reports.
Suitability Reports: Who is Fred?
There is an old joke about a man going to his dentist, picking up a magazine in the waiting room […]
Outsourcing to cloud and other IT service providers
Existing FCA guidance continues to apply rather than new EU guidelines.
Updated FS Register
The FCA will be replacing its existing Financial Services Register with an enhanced Financial Services Register on 27 July.
New Content Integrations from Leading Third-Parties and much more
New Content Integrations from Leading Third-Parties and Much More
Stamp Duty Holiday Changes
In response to the chancellor’s announcement earlier today we have updated our optional Glossary of Terms Appendix with immediate effect […]