FCA – Update on SMR and CF (AR) applications
Approvals are currently taking longer than normal.
Update
SM&CR and coronavirus: FCA expectations for solo-regulated firms – December 2020 update
Updates to be aware of ...
Approved Persons Regime (APR) and coronavirus: FCA’s December 2020 update
Coronavirus updates to be aware of ...
FCA Systems Outage
Dates to note.
Upgraded Costs and Charges Statement Template & Much More
Upgraded Costs and Charges Statement & Much More
Claims Management Portfolio Letter
FCA expectations of all firms involved in claims management, including advisers wanting to help their own clients to pursue a […]
EU withdrawal – end of transition
Only a few weeks to go. Are you ready?
New Xplan Data Integration & Sample Templates Added
New Data Integration with Xplan and more Managed Content
Financial difficulty for insurance and premium finance firms
Further guidance on dealing with customers in financial difficulty.
Workplace Pensions
Firms that provide advice on DB pension transfers have to consider workplace pensions as the destination. How can these be […]