DB Transfers – FCA data request 26 June 2020 Alistair MacDougallCompliance The FCA is issuing a further data request to firms in the DB transfer market. Read More
Consideration of life cover options when advising on transfers 24 June 2020 Alistair MacDougallCompliance Transfers and death benefits: considering life cover as more than lip service. Read More
COVID-19: FCA guidance on handling paper and post 14 May 2020 Alistair MacDougallCompliance Guidance for firms working from home. Read More
GDPR – two years on 12 May 2020 Alistair MacDougallCompliance The General Data Protection Regulation – or GDPR as it is more familiarly referred to, took effect in May 2018. […] Read More
GDPR – two years on 6 May 2020 Alistair MacDougallCompliance A quick look at the impact of GDPR, and the issues, two years on. Read More
Working from Home – Data Protection and Security 15 April 2020 Alistair MacDougallCompliance Many people are currently working from home. What are the implications for data security? Read More
COVID-19: Guidance for financial firms 14 April 2020 Alistair MacDougallCompliance In light of the continuing and increasing concerns over the COVID-19 virus and its impact on the economy and consequently […] Read More
COVID-19 latest FCA updates 8 April 2020 Alistair MacDougallCompliance The FCA's expectations in relation to COVID-19. Read More
Launching 3 new Content Management Features (Providers, Investments & Custom Appendices) 6 April 2020 David AndersonSuitability The one with Providers, Investments & Custom Appendices Read More
Financial Ombudsman Service – updates 30 March 2020 Alistair MacDougallCompliance Changes to Complaints leaflet and impact of COVID-19 on response times. Read More