Ongoing client reviews
Consumer Duty will require most firms to review their business model and, in particular the value of the services they […]
platform
CIPs and Independence – what’s all the fuss about?
Many firms are now operating their own preferred investment solution – a Centralised Investment Proposition (CIP) – which they seemingly […]
Financial Resilience Survey
The FCA have advised as follows: “We’re asking a number of firms to complete this survey to help […]
New Ad-hoc Suitability Review Template
We have completed the latest upgrade to ATEB Suitability on 10th November 2022. This update comes at no additional cost […]
FCA RegData guidance
As previously advised, the FCA has now replaced Gabriel with RegData as the new data collection platform for gathering regulatory […]
New Content Integration with EBI, Periodic Review Template Updates & Much More
We have completed the latest upgrade to ATEB Suitability on 14th August 2022. This update comes at no additional cost […]
EV Content Integration Update + Provider & Investment Library Updates
We have completed the latest upgrade to ATEB Suitability on 27th June 2022. This update comes at no additional cost […]
FCA Covid-19 Impact Survey – number 7!
The FCA has advised the following. “We issued the first phase of the Covid-19 Impact Survey in June-August […]
Pension switches – what is required?
We have covered regulatory requirements around replacement business, more commonly referred to as switch business, before. As this appears to […]
Pension Transfer – FCA Advice Checker
Back in June 2020, the FCA published an ‘advice checker’ to help consumers assess whether pension transfer advice they had […]