Questions, questions…
As a result of firms needing to implement Consumer Duty this year (and many still don’t appear to have their […]
platform
Template Enhancements + New Morningstar & Transact-BlackRock Content Integrations
We have completed the latest upgrade to ATEB Suitability on 26th October 2023. This update comes at no additional cost […]
Unravelling client objectives
Client objectives are the starting point for virtually all advice scenarios, but how often do the objectives recorded on file […]
Consumer Duty – the shape of things to come?
In its numerous publications prior to the implementation of Consumer Duty, the FCA promised that it would be more proactive […]
The replacement business blind spot?
We’ve been involved with a number of firms who are on the acquisition trail and as part of the due […]
What story do your files tell?
The FCA’s Retirement Income Advice thematic review seems to be gathering momentum and the latest developments come as no surprise. […]
FCA Retirement Income Advice Survey – a threat or an opportunity?
We drew attention to the FCA’s Retirement Income Advice Survey in our ‘What lies beneath?’ article last month and there […]
Consumer Duty – Identifying Foreseeable Harm
Niels Bohr, the Nobel laureate in Physics and father of the atomic model, is quoted as saying, “Prediction is very […]
ATEB Suitability Upgrade – Tax Year End Changes
Our report writing software has been fully updated to accommodate changes to allowances, rates and reliefs in advance of the […]
Consumer Duty – Are you a manufacturer?
In our article last week, we highlighted the deadlines for implementation of Consumer Duty – 30 April and 31 July […]