In our recent article giving an overview of Finalised Guidance (FG 21/3), we indicated that we would pick out a
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Alongside the rules introduced in October 2020 by Policy Statement (PS 20/6), the FCA published an accompanying guidance consultation (GC
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Firms involved with pension transfer business will know that there is a requirement to consider an available workplace pension (WPS)
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The significant increase in PII costs for firms providing investment advice in recent years and the difficulties for firms doing
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FCA redress guidance has been updated as at March 2021 – this article explains the background as at the date
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You may well have seen reports that the FCA recently published its Defined Benefit Advice Assessment Tool (DBAAT). This is
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Assessing suitability has always essentially been based around the same overarching principles … The recommended product type should
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The FCA has published three papers giving an insight on what the regulatory focus has been and is likely to
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Approvals are currently taking longer than normal.
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Our webinars are available without charge for a limited period.
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