Webinar – pension transfers
ATEB is running a series of webinars covering the significant changes to the rules around pension transfer advice that apply […]
Pension Transfer
Saving clients from scams
You suspect a client is being scammed - what do you do?
Pension Transfers – need to consider a workplace pension
Firms providing pension transfer advice must consider an available workplace pension as a destination for any transfer.
Disclosure is dead, long live disclosure!
A sea change of focus hidden in a subtle change of terminology.
Obligation to provide a suitability report to non-UK residents
Do you have to provide a suitability report for clients that are not UK citizens?
PS20/06 – part five: and finally!
In this final article of the series, we cover the remaining items from PS20/06.
Evolution of the FCA’s view of suitability
How the FCA's assessments of suitability have developed.
Policy Statement PS 20/06
On 5 June, the FCA published the long awaited policy statement following its consultation from 2019, CP 19/25. The policy […]
PS20/06 – part four: Just one more thing?
This policy statement covers far more than the ban on contingent charging for transfer advice.
PS20/06 – part three: Workplace pensions
This article looks at the requirement to consider the client's workplace pension as a target for any pension transfer.