New Content Integrations from Leading Third-Parties and much more
New Content Integrations from Leading Third-Parties and Much More
Pension Transfer
PS20/06 – part two
The second part of our series covering the implications of PS20/06. This time ... Abridged Advice.
PS20/06 – part one: ban on contingent charging
The first of four articles explaining the implementation and implications of Policy Statement PS20/06.
DB Transfers – FCA data request
The FCA is issuing a further data request to firms in the DB transfer market.
Policy Statement PS 20/06
This paper announced a number of significant changes to the rules around transfer advice.
FCA DB Transfer ‘Advice Checker’
The FCA has published guidance for consumers wanting to check if the advice they received to transfer out of a […]
GDPR – two years on
The General Data Protection Regulation – or GDPR as it is more familiarly referred to, took effect in May 2018. […]
If it’s not written down, it doesn’t exist
How often have you heard that sentiment expressed by some compliance person? Interesting FOS decision The continued relevance of that […]
If it’s not written down, it doesn’t exist
A timely reminder of the need for advice to be documented comprehensively.
Pensions and Retirement Income – FCA COVID-19 guidance
FCA guidance for pension providers and DB transfer advisers.