FCA ‘Improving the suitability of financial advice’ speech
The FCA has published the transcript of a speech delivered by Debbie Gupta of the FCA which we recommend all […]
Pension Transfer
The Financial Services Register and The Directory
Want to know more about upcoming changes to the Register and the introduction of the public facing Directory?
FCA video guide to pension transfer advice for consumers
Although aimed at consumers, firms involved in transfer advice would do well to view the video.
Reasons for recommending a transfer or switch that are open to challenge
CP19/25 highlighted some commonly used reasons to transfer/switch that often do not stand up to close scrutiny.
FCA contingent charging consultation
The FCA is proposing a series of wide ranging changes in relation to pension transfer advice, including a ban on […]
Transfer Value Comparator (TVC) – when is it required?
Understanding the requirements around the use of TVC.
Pension Transfer Specialist Status
Does a PTS need to be a CF30?
Pension Transfers – the ‘Why now?’ question
So, it's right for the client to transfer ... but should the transfer be done NOW?
FCA Business Plan 2019-20
The FCA has announced its priorities for action over the coming months.
Cash Flow Models – compliant or not?
The FCA has concerns about how cash flow models are used.