In light of the continuing and increasing concerns over the COVID-19 virus and its impact on the economy and consequently
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Aspects to consider.
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The FCA has been busy writing letters in 2020, and it's still only February.
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Advisers no longer appear on the FS Register. What are the implications?
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Our file reviewers share their compliance turkeys.
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The decision in the Lloyds Bank Equalisation case has difficult implications for schemes and advisers.
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The FCA is continuing its mass mailing of a letter to firms that have done transfer business - action is
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Clients should not transfer unless that is in their best interests. The impact of initial and ongoing charges is one
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It is not enough for advice to be provided - it has to be understood.
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The FCA is writing to around 1700 firms requesting that firms review their transfer advice processes and report back.
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