COVID-19: Guidance for financial firms
In light of the continuing and increasing concerns over the COVID-19 virus and its impact on the economy and consequently […]
Pension Transfer
COVID-19: Guidance for financial firms
Aspects to consider.
Dear CEO – 2020
The FCA has been busy writing letters in 2020, and it's still only February.
Invisible advisers
Advisers no longer appear on the FS Register. What are the implications?
Pet hates of a file reviewer – part three
Our file reviewers share their compliance turkeys.
Pension Transfers – GMP Equalisation
The decision in the Lloyds Bank Equalisation case has difficult implications for schemes and advisers.
Pension Transfers – FCA letter to firms
The FCA is continuing its mass mailing of a letter to firms that have done transfer business - action is […]
Transfer advice – the impact of ongoing charges
Clients should not transfer unless that is in their best interests. The impact of initial and ongoing charges is one […]
Transfer advice – ensuring client understanding
It is not enough for advice to be provided - it has to be understood.
FCA letter to DB Transfer firms
The FCA is writing to around 1700 firms requesting that firms review their transfer advice processes and report back.