In readiness for the new rules relating to Defined Benefit Transfers (FCA Policy Statement PS20/06) applicable from 1st October 2020, ATEB Suitability intelligent report writing software has been upgraded.
This upgrade includes:
- The new mandatory one-page Pension Transfer Summary;
- Additional Workplace Pension Scheme Options;
- A new Abridged Advice Template Report;
- Expanded descriptive text for TVC.



SM&CR – Conduct Rules reminder
Alistair MacDougall Compliance 2019, 2020, FCA, SM&CR
Firms need to undertake Conduct Rules training before 9 December 2019 for Senior Managers and Certification Staff.