As part of the Government’s reforms of previous EU legislation, next on the list is the proposal to scrap the
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We have received the following from the FCA. We want to draw attention to a new FCA publication;
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Having recently seen examples of firms registering trading names in the wrong circumstances and/or using them in a way which
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Déjà vu? Did you watch the FCA Consumer Duty (CD) webinars? Somewhat belated perhaps and certainly no Oscar nominations arising,
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As previously advised, the FCA has now replaced Gabriel with RegData as the new data collection platform for gathering regulatory
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On 9th August 2022 we wrote regarding the changes coming to the Appointed Representative Regime specifically outlining the new rules
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The FCA has added to its published information relating to Consumer Duty to help firms with implementation. The
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The FCA has issued the following information. We have published a Consultation Paper with proposals to replace the
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A common feature of many file checks is missing or unclear client information. Missing information is generally due
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Consumer Duty rules will take full effect from 31 July 2023. However, it is starting to show its face already.
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