We have developed an online training course to assist T&C supervisors demonstrate competence in their role.
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In our previous article following the issuance of FCA’s Policy Statement PS22/11, we covered the Regulator’s rationale for changes to
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FCA recently published Policy Statement (PS22/11) announcing some key changes to the Appointed Representatives (AR) regime, affecting both AR firms
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In response to Russia’s invasion of Ukraine, the FCA published information about the tranche of sanctions announced in relation to
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The FCA conducted a multi-firm review to assess whether manufacturers of general insurance and pure protection products are undertaking the
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The FCA has confirmed a delay to the introduction of Consumer Duty rules. The press release details are described in
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The FCA has issued final guidance (FG22/4) for regulated firms entering into, or considering entering into compromise arrangements with creditors
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The FCA recently published its Business Plan for 2022/23. The plan explains the programme of work for this year to
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One of our clients recently received this note from a SIPP provider. “You may already be aware that
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The FCA has advised as follows: “We currently use six-digit Firm reference Numbers (FRNs) to uniquely identify firms,
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