The latest round of FCA Business Risk Awareness Workshops (BRAW) have been announced for the North-East and North Yorkshire and will take place over coming weeks.
The relevant postcodes are DH, DL, HG, LS, NE, SR, TS, BD, BB, CA, LA.
You should have received an invitation if you are in one of these postcodes.



New SM&CR Annual Reporting Requirement
Alistair MacDougall Compliance FCA, Pension, SM&CR
Disciplinary action arising from a breach of Conduct Rules must be reported.