vulnerable

Questions, questions…

30 November 2023 Paul JayCompliance

As a result of firms needing to implement Consumer Duty this year (and many still don’t appear to have their

26 October 2022 Huw ReynoldsCompliance

Déjà vu? Did you watch the FCA Consumer Duty (CD) webinars? Somewhat belated perhaps and certainly no Oscar nominations arising,

21 June 2022 Richard FosterCompliance

With Consumer Duty requirements set to take effect in Q2 2023 and ahead of the final rules being published –

15 December 2021 Alistair MacDougallCompliance

Despite the fact that the UK ceased to be a member of the EU/EEA almost a year ago, we are

14 September 2021 Alistair MacDougallCompliance

Publication of the FCA’s Business Plan for 2021/22 was delayed from its usual spot in April, finally appearing at the

6 July 2021 Alistair MacDougallCompliance

Following consultation, the FCA published final guidance on vulnerable clients in February 2021 (FG21/1). We wrote about this topic and

22 June 2021 Alistair MacDougallCompliance

It is likely that all our readers have heard of cryptocurrency, probably in the guise of Bitcoin. This cryptocurrency and

16 March 2021 Alistair MacDougallCompliance

In February, the FCA published ‘Finalised guidance FG21/1: Guidance for firms on the fair treatment of vulnerable customers’. In launching

23 February 2021 Lisa CrossCompliance

We have received the following from the FCA; “On Tuesday 23 February, we published guidance for firms on the fair