We have completed the latest upgrade to ATEB Suitability on 10th November 2022. This update comes at no additional cost
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A common feature of many file checks is missing or unclear client information. Missing information is generally due
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The FCA recently published its Business Plan for 2022/23. The plan explains the programme of work for this year to
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One of our clients recently received this note from a SIPP provider. “You may already be aware that
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With Consumer Duty requirements set to take effect in Q2 2023 and ahead of the final rules being published –
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Back in June 2020, the FCA published an ‘advice checker’ to help consumers assess whether pension transfer advice they had
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The FCA has made the following announcement. “This morning we have announced that we are using emergency powers to prevent
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Policy Statement PS 20-06 stated that a firm providing pension transfer advice “… may also not charge less than it
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We recently reviewed a pension transfer report where the client was recommended to transfer out of the defined benefit scheme
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The FCA is devoting a great deal of weight to its upcoming Consumer Duty regulations. These will be finalised in
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