PS22/14 – Consumer redress scheme for unsuitable advice to transfer out of the British Steel Pension Scheme
This article will be of relevance to firms who have provided pension transfer advice to members of the British Steel […]
transfer
Can you advise on Shares?
What do you do? Your client has inherited some (insert company name) shares and she asks you, as her trusted […]
New Ad-hoc Suitability Review Template
We have completed the latest upgrade to ATEB Suitability on 10th November 2022. This update comes at no additional cost […]
Ask a silly question …
A common feature of many file checks is missing or unclear client information. Missing information is generally due […]
FCA Business Plan – 2022/23
The FCA recently published its Business Plan for 2022/23. The plan explains the programme of work for this year to […]
New pension nudge rules
One of our clients recently received this note from a SIPP provider. “You may already be aware that […]
Ensuring the fair treatment of customers in vulnerable circumstances
With Consumer Duty requirements set to take effect in Q2 2023 and ahead of the final rules being published – […]
Pension Transfer – FCA Advice Checker
Back in June 2020, the FCA published an ‘advice checker’ to help consumers assess whether pension transfer advice they had […]
British Steel Transfers – Asset Retention
The FCA has made the following announcement. “This morning we have announced that we are using emergency powers to prevent […]
Pension Transfer charging
Policy Statement PS 20-06 stated that a firm providing pension transfer advice “… may also not charge less than it […]