Consumer Duty – fair value and adviser charges 5 April 2022 Alistair MacDougallCompliance The FCA’s proposed Consumer Duty is getting a lot of airplay in the trade media. First mooted in the FCA’s […] Read More
FOS Award limit increased 31 March 2022 Richard FosterCompliance In March 2019 the FCA published PS19/8 to increase the ombudsman service’s award limit from £150,000 to £350,000 for complaints […] Read More
Defaqto & P1 Content Integrations + additional Providers & Investments 21 March 2022 David AndersonSuitability We completed the latest upgrade to ATEB Suitability on 20th March 2022. This update comes at no additional cost and […] Read More
Consumer Duty – impact on adviser charging 15 March 2022 Paul CaineCompliance The FCA is devoting a great deal of weight to its upcoming Consumer Duty regulations. These will be finalised in […] Read More
Template Enhancements including New Buy to Let Mortgage Options 13 March 2022 Doug McFarlaneSuitability We have completed the latest upgrade to ATEB Suitability on 13th March 2022. This update comes at no additional cost […] Read More
FCA Consumer Duty – Research and Due Diligence 8 March 2022 Lisa CrossCompliance The FCA is consulting on ‘A New Consumer Duty’ and this is receiving considerable press coverage. The consensus of opinion […] Read More
Awareness of the new FCA rule changes of sustainability 1 March 2022 Alistair MacDougallCompliance You read it here first – probably! The FCA has finalised new rules around disclosure in relation to sustainability. […] Read More
Ukraine – 10% drop reporting 24 February 2022 Alistair MacDougallCompliance The current hostilities in Ukraine have caused significant market drops and may continue to do so. Accordingly, a reminder about […] Read More
Strengthening Financial Promotions Rules 28 January 2022 Lisa CrossCompliance The riveting read that is the FCA’s 2021/22 Business Plan sets out their consumer priorities for the year ahead. One of these […] Read More
FCA COVID survey – tranche 2 dates 18 January 2022 Lisa CrossCompliance We have received details of the latest COVID survey from the FCA. See below for Tranche 2 dates. […] Read More