Financial Resilience Survey
The FCA have advised as follows: “We’re asking a number of firms to complete this survey to help […]
2022
Regulatory priorities for 2023
As 2022 comes to an end, all our readers are probably thinking more about the imminent festivities and looking forward […]
New Ad-hoc Suitability Review Template
We have completed the latest upgrade to ATEB Suitability on 10th November 2022. This update comes at no additional cost […]
Reminder for firms: Appointed Representatives (ARs) – Data Request
On 9th August 2022 we wrote regarding the changes coming to the Appointed Representative Regime specifically outlining the new rules […]
Financial Resilience Survey
The FCA has issued the following information. We have published a Consultation Paper with proposals to replace the […]
Fiscal Statement: Stamp Duty & Land Tax Changes
Following the new Chancellor’s fiscal statement on 23rd September 2022 we have updated ATEB Suitability to incorporate the changes to […]
New Security Feature: Two-Factor Authentication
We have completed the latest upgrade to ATEB Suitability on 7th September 2022. This comes at no additional cost and […]
New Content Integration with EBI, Periodic Review Template Updates & Much More
We have completed the latest upgrade to ATEB Suitability on 14th August 2022. This update comes at no additional cost […]
Changes coming to the Appointed Representatives Regime – and soon!
FCA recently published Policy Statement (PS22/11) announcing some key changes to the Appointed Representatives (AR) regime, affecting both AR firms […]
Product Governance multi-firm review by the FCA
The FCA conducted a multi-firm review to assess whether manufacturers of general insurance and pure protection products are undertaking the […]