Pension transfers – Triage and assessing Transfer Risk
The FCA has issued new rules and guidance on these topics. Firms providing advice on pension transfers should read more.
2018
FCA to review the impact of RDR and FAMR
See what we think might be covered.
FCA priorities for 2019
See what the FCA is working on.
December 2018 Update
Attitude to Transfer Risk / Extended Intelligent Office Integration
Disclosure issues
Some six years after RDR came into effect, many firms still do not comply with the adviser charging and disclosure […]
Product Governance: TISA’s Perspective
Jeffrey Mushens, Technical Policy Director at TISA, provides a PROD perspective.
Aggregated costs and charges
Firms need to start issuing aggregated costs statement in Q1, 2019.
November 2018 Update
Budget 2018 / Extended Intelligent Office Integration
Policy Statement PS 18/20 – Pension Transfers
Confirmation of further rule and guidance changes in relation to advice on pension transfers.
Are you independent?
The definition of independence changed with MiFIDII on 3 January 2018. Many firms have not changed their disclosure to reflect […]