FCA Sector Views 2018 – Pensions and Investments
Keep up to date with the FCA's current areas of focus.
2018
FCA Sector Views 2018 – General Insurance
Keep up to date with the FCA's current areas of focus.
2018/19 Tax Year Changes & April 2018 Update
More Choice - More Flexibility - More Relevance
PS18/6
New rules apply to transfer advice from 1 April 2018.
CP 18/7 – Improving the quality of transfer advice
The FCA proposals for further changes to rules around pension transfer advice.
February 2018 Update
Enterprise Investment Schemes (EIS/SEIS) and Venture Capital Trusts (VCT)
General Data Protection Regulation (GDPR) Seminar
To help firms get to grips with the new regulations, ATEB will be running seminars in April.
Annuities – changes to information requirements
The FCA is enhancing the requirements for the provision of an ‘information prompt’ to prospective annuity consumers.
LEI update
A temporary solution if there are problems obtaining an LEI in time for any affected transactions from 3 January 2018.
MiFID II – Aggregated costs disclosure
This new requirement is posing some questions about how it can best be implemented. We think that firms should wait […]