Keep up to date with the FCA's current areas of focus.
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More Choice - More Flexibility - More Relevance
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The FCA proposals for further changes to rules around pension transfer advice.
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New rules apply to transfer advice from 1 April 2018.
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Enterprise Investment Schemes (EIS/SEIS) and Venture Capital Trusts (VCT)
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To help firms get to grips with the new regulations, ATEB will be running seminars in April.
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The FCA is enhancing the requirements for the provision of an ‘information prompt’ to prospective annuity consumers.
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A temporary solution if there are problems obtaining an LEI in time for any affected transactions from 3 January 2018.
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This new requirement is posing some questions about how it can best be implemented. We think that firms should wait
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How will changes to compliance governance affect your company?
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