Supervisor training 2018

FCA rules and guidance state that “Firms should ensure that those supervising employees … have the necessary coaching and assessment skills … to act as a competent supervisor and assessor.”

It is important therefore that firms can demonstrate that they meet the FCA’s rules and guidance in this respect.

ATEB provides training to address this need. 


Supervisor Training Workshop – 5 September 2018

This workshop is aimed at new supervisors and will cover the following aspects.

  • Overview of general T&C requirements on regulated firms;
  • Setting customer facing sales process standards;
  • Consistent and accurate assessment skills;
  • Theory of coaching and training;
  • Training Needs Analysis completion;
  • Constructing SMARTA development plans;
  • Structuring one to ones;
  • Monitoring performance.

Details of the next scheduled Supervisor Training Workshop are shown below.

Date:        Wednesday 5 September 2018;
Location: To be confirmed;
Duration: All day;
Cost:        £200 plus VAT per person.


Management Skills Part One – 12 September 2018

This workshop is aimed at existing supervisors who wish to take their skills to the next level. This practical one day workshop covers the following aspects.

  • Regulatory background
  • What makes an effective people manager?
  • Situational leadership -a practical technique for managing performance
  • Effective communication – listening and question skills
  • Communication group exercise
  • Observation and feedback skills
  • Developing people – coaching, coaching exercise

Date:       Wednesday 12 September 2018;
Location: To be confirmed;
Duration: All day;
Cost:        £200 plus VAT per person.


Management Skills Part Two – 10 October 2018

This workshop follows on from part one* and covers the following aspects.

  • Review of part one
  • Motivating people
  • Developing people – learning styles
  • Managing teams
  • Team exercise
  • Managing Performance and running effective 1:1 meetings

* you should only sign up for part two if you are also doing part one. 

Date:        Wednesday 10 October 2018;
Location: To be confirmed;
Duration: All day;
Cost:        £200 plus VAT per person.

Please register your interest in the workshops you are interested in as indicated below. Joining Instructions will be issued 10-14 days prior to the workshop.

Important Note: ATEB news is intended to provide general information ONLY. The content, including any views expressed or guidance provided, does not replace the need to comply fully with FCA Rules and Guidance. Unless you have discussed news article content with ATEB, and specifically how it relates to your circumstances, then ATEB disclaims all liability and responsibility and actions arising from any reliance placed upon it. For the avoidance of doubt therefore, any reliance you place on such information without our consultation is at your own risk.

ATEB Compliance offers compliance and regulatory advice.

ATEB Suitability provides report writing software for the financial services market.

Our View

Don’t miss this opportunity to gain, refresh or improve your management skills.

*** Spaces are limited on each course ***

Please reserve your place as soon as possible.

Action Required By You

Email here to either:

  • Reserve your place on any of the workshops;
  • Ask a question about any of the workshops.

Please provide:

  • Attendee Name;
  • Name of firm;
  • Telephone Number;
  • Email Address;
  • Postal Address; and
  • Which workshop(s) you wish to reserve a place on.
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About the Author

Technical Manager - Often referred to as the Oracle or the Sage, Alistair has a wealth of financial services experience. He is our go-to Technical Manager and enjoys nothing more than a complicated conundrum. Feel free to test his renowned knowledge by getting in touch.

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