Please see the third issue of Pensions News here .
To access issues 1 and 2 of Pensions News, please see previous ATEB news articles.
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Do you provide a discretionary management service investing in shares on a regulated market?
Could your business repel and recover from a cyber attack?
The FCA has published the transcript of a speech delivered by Debbie Gupta of the FCA which we recommend all advisory firms read.
SM&CR is well on the way. Hear the latest podcasts.
SM&CR – Conduct Rules reminder
Alistair MacDougall Compliance 2019, 2020, FCA, SM&CR
Firms need to undertake Conduct Rules training before 9 December 2019 for Senior Managers and Certification Staff.