What’s important to the regulator?
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Ageing client bank? This could be useful
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Need help with the AF3 exam in October?
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How suitability can be demonstrated
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Thematic review findings and good practice for disclosure and delivery of services
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In light of the recent pensions reforms, the FCA has clarified the ‘insistent client’ expectations
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The FCA implements changes to pension transfer rules that potentially affect all IFA firms
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Changes to complaints rules from 9th July 2015
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After much deliberation and mind changing, it looks like new requirements are finally set to be implemented
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FCA Webcast question and answer session
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