Due Diligence
FCA schedules due diligence thematic review.
Steve Bailey
Business Risk Awareness Workshops: Useful Feedback
Some useful feedback from the most recent workshops.
FCA Data Bulletin
Lies, damned lies, and statistics.
Business Risk Awareness Workshops (BRAW)
BRAWs announced for the North-East and North Yorkshire.
Connect Replaces ONA
Get connected.
Business Standards
The FCA has reiterated some key messages for those recommending investment products.
Social media and customer communications – practical impact
Do you use social media for business purposes? If so, read on.
Changes to RMAR Reporting
Section K ‘Adviser Charging’ will change for data reported from 31 December 2014.
Special Report by ATEB: A Guide to Independence
In association with Adviser Business Review Magazine ATEB has produced a guide that highlights key characteristics for an independent firm.
Consumer Credit Application Problems
Consumer credit applications run into difficulties. Understand the requirements and start the application process early.