ATEB RDR Supervisor’s Course
For IFAs and Mortgage Brokers FCA rules and guidance state that: “Firms should ensure that those supervising employees ……. have […]
Steve Bailey
Mortgage Market Review Preparation
The Mortgage Market Review (MMR) rules come into force exactly one year from today. Those of you who attended the […]
Professional Standards Data Return
The FSA requested in their email of 06th December 2012 that the professional standards data collection return for each firm […]
Capital Adequacy and CCL ‘A’
As you will be aware the FSA delayed their new capital resource requirements by a couple of years which means […]
FCS Transitional Arrangements
As you will be aware the Financial Services Authority ceased to be and the Financial Conduct Authority took over the […]