Training Material
We've been pointed towards some useful training links.
Steve Bailey
Consumer Credit Licence Update
We have recently attended a seminar where the FCA Authorisations department estimated that they will receive around 51,000 applications, although […]
RMAR Sections K and L
Having difficulties completing the new RDR friendly sections K and L of RMAR? ATEB has produced guides
Important Update to Capital Resource Requirements
The FCA has back-tracked on the new Capital Resource requirements!
New Capital Resource Requirements – ATEB’s Final Warning!
We thought it would be prudent to send one final reminder regarding the change to the Capital Resource Requirements that […]
Consumer Credit Licence
As you may be aware the regulation of consumer credit will move from the Office of Fair Trading (OFT) to […]
HM Government e-petition
There is a Government e-petition here which aims to increase the protection afforded to Financial Advisers by removing the Ombudsman’s […]
FCA Thematic Review – RDR So Far
RDR requires advice to be free from bias, clearly explained and transparently charged. The FCA is currently conducting a three-stage thematic […]
What is Structured CPD
Currently, this is one of the questions we are most often asked. The trouble is, there are different sources of […]
Identify, Assess & Manage
Before you read on, what do you think the title refers to? The answer is Business Risks. The FCA has […]