PS18/6
New rules apply to transfer advice from 1 April 2018.
Pension
AF7 – Pension exam training day
If you want help preparing for the AF7 exam, this should be of interest.
Annuities – changes to information requirements
The FCA is enhancing the requirements for the provision of an ‘information prompt’ to prospective annuity consumers.
Asset Management Market Study
In light of MiFID II this is worth revisiting
Pet hates of a file reviewer
A light hearted story of every day file reviews - with some serious messages.
MiFID II – Clarification on independence
There are some apparent anomalies in the rules. We have obtained 'clarification' from the FCA.
MiFID II – Independence article 1
Firms need to understand the implications of the MiFID II definition of independent advice.
MiFID II – Independence article 2
MiFID II brings a new definition of independence - firms need to consider if they can meet the requirements.
MiFID II Disclosure article 2 – services and costs
Your disclosure documents should be reviewed for compliance with MiFID II requirements.
Transfer advice – dependant’s benefits
Not all schemes are the same ... a reminder about dependant's benefits.