In light of MiFID II this is worth revisiting
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The FCA is enhancing the requirements for the provision of an ‘information prompt’ to prospective annuity consumers.
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A light hearted story of every day file reviews - with some serious messages.
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There are some apparent anomalies in the rules. We have obtained 'clarification' from the FCA.
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Firms need to understand the implications of the MiFID II definition of independent advice.
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MiFID II brings a new definition of independence - firms need to consider if they can meet the requirements.
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Your disclosure documents should be reviewed for compliance with MiFID II requirements.
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Not all schemes are the same ... a reminder about dependant's benefits.
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Transferring a DB pension can exacerbate the client's LTA situation. Here are some aspects to consider.
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Clients in poor health introduce additional considerations for advisers.
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