Legal Entity Identifiers
Legal Entity Identifiers will be required by some investors from 3 January 2018. Read this article for more information.
Pension
Dealing with insistent clients
FCA consults on new rules for insistent clients. Read here for more detail.
The Assessing Suitability Review
The long awaited results of the FCA's 2016 suitability review have finally been published.
Merging Flexi-Access Drawdown Plans
Is it possible to merge Drawdown Plans?
April 2017 Update
More Choice - More Flexibility - More Relevance
Pension Switches – a timely reminder
The regulator first published guidance on pension switching advice in 2009. It still applies yet firms do not always meet […]
Advising on Pension Transfers
Read about the most common failings with transfer advice and how to avoid them.
Pension Related News Four
Fourth and final free instalment of Pensions Related News
Pension Transfers and IHT
HMRC has lost a landmark appeal where IHT was charged following death within two years of a pension transfer.
Must read – Pension Alerts
The FCA has issued two alerts that are essential reading for Pension Transfer specialists.