Ex-Post costs and charges statements due soon!
The first statements must be issued by the end of March 2019.
Pension
February 2019 Update
More Choice - More Flexibility - More Relevance
Pension transfers – Triage and assessing Transfer Risk
The FCA has issued new rules and guidance on these topics. Firms providing advice on pension transfers should read more.
FCA to review the impact of RDR and FAMR
See what we think might be covered.
FCA priorities for 2019
See what the FCA is working on.
December 2018 Update
Attitude to Transfer Risk / Extended Intelligent Office Integration
Pension Transfer Advice – FCA’s latest findings
The FCA has published its latest findings on the quality of transfer advice. It does not make happy reading ...
Policy Statement PS 18/20 – Pension Transfers
Confirmation of further rule and guidance changes in relation to advice on pension transfers.
Are you independent?
The definition of independence changed with MiFIDII on 3 January 2018. Many firms have not changed their disclosure to reflect […]
Transfer triage
Firms that advise on defined benefit transfers need to ensure that their triage process does not inadvertently cross the line […]