Fund suspension
Following the recent Woodford fund suspension, we consider the regulatory requirements.
Pension
Pension Transfers – the ‘Why now?’ question
So, it's right for the client to transfer ... but should the transfer be done NOW?
FCA Business Plan 2019-20
The FCA has announced its priorities for action over the coming months.
Mortgages Market Study final report published
The FCA has published a Mortgages Market Study final report that includes its vision and proposed changes.
2019/20 Tax Year Changes & April 2019 Update
New Aggregated Costs and Charges Template / Extended Intelligent Office Integration
Cash Flow Models – compliant or not?
The FCA has concerns about how cash flow models are used.
Changes to FOS, FSCS and RMAR Fee Data
Changes to FOS, FSCS and RMAR effective from 1 April – read on!
FCA Pension Transfer Workshop – update
There is still an opportunity to attend one of these events.
FCA Pension Transfer Workshop
Learn the FCA's latest views on transfer advice.
The Single Financial Guidance Body
This new organisation has formally launched ...