Disclosure issues
Some six years after RDR came into effect, many firms still do not comply with the adviser charging and disclosure […]
MiFID
Product Governance: TISA’s Perspective
Jeffrey Mushens, Technical Policy Director at TISA, provides a PROD perspective.
Aggregated costs and charges
Firms need to start issuing aggregated costs statement in Q1, 2019.
Are you independent?
The definition of independence changed with MiFIDII on 3 January 2018. Many firms have not changed their disclosure to reflect […]
The Insurance Distribution Directive is almost here
The Insurance Distribution Directive (IDD) will impact all IFA and Insurance Intermediaries.
Pension Switch Issues
A recent FOS decision confirms regulatory and good practice requirements in relation to Pension Switches.
June 2018 Update
Defined Benefit Transfer Templates & MiFID II Changes
2018/19 Tax Year Changes & April 2018 Update
More Choice - More Flexibility - More Relevance
Asset Management Market Study
In light of MiFID II this is worth revisiting
MiFID II – Clarification on independence
There are some apparent anomalies in the rules. We have obtained 'clarification' from the FCA.