Fingers crossed, no changes for ATEB clients, but best check!
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The FCA has published a new handbook that sets out product governance requirements for manufacturers and distribtors
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Your disclosure documents should be reviewed for compliance with MiFID II requirements.
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How will changes to complaint handling rules affect your company?
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The ATEB MiFID II guide.
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MiFID II has an impact of disclosure requirements.
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Periodic assessment of suitability under MiFID II
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Many firms will need to make changes to their suitability processes.
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The FCA has published its policy on recording telephone calls.
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Legal Entity Identifiers will be required by some investors from 3 January 2018. Read this article for more information.
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