FSCS

Best interests. Whose?

8 November 2023 Paul JayCompliance

You’d have thought that poor advice was becoming a rarity by now wouldn’t you? But no, it still seems to

8 February 2023 Paul CaineCompliance

This article will be of relevance to firms who have provided pension transfer advice to members of the British Steel

8 February 2023 Paul CaineCompliance

This article will be of relevance to firms who have provided pension transfer advice to members of the British Steel

25 January 2023 Lisa CrossCompliance

This Consultation Paper is relevant to all FCA and PRA authorised firms and sets out the FCA and PRA proposals

9 August 2022 Paul JayCompliance

FCA recently published Policy Statement (PS22/11) announcing some key changes to the Appointed Representatives (AR) regime, affecting both AR firms

13 July 2022 Paul JayCompliance

The FCA has issued final guidance (FG22/4) for regulated firms entering into, or considering entering into compromise arrangements with creditors

15 December 2021 Michael SeniorCompliance

The Financial Services Compensation Scheme (FSCS) is the UK’s statutory ‘fund of last resort’ for customers of authorised financial services

3 December 2021 Alistair MacDougallCompliance

The FCA has launched a consultation (CP21/34 ) which is intended to improve the appointed representatives regime and tackling harm

12 October 2021 Steve BaileyCompliance

The FCA has published details of its new approach to consumer protection, which the regulator hopes will give consumers the

14 September 2021 Alistair MacDougallCompliance

Publication of the FCA’s Business Plan for 2021/22 was delayed from its usual spot in April, finally appearing at the

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