FCA Covid-19 Impact Survey
The FCA is issuing a mandatory survey to firms over the next couple of weeks.
FCA
RegData migration about to start
The Gabriel replacement is now being rolled out to firms.
Financial difficulty for insurance and premium finance firms
Further guidance on dealing with customers in financial difficulty.
The importance of ‘knowledge and experience’
How do you assess and take account of the client's knowledge and experience?
Dear CEO letter to General Insurance Intermediaries
The FCA has concerns over the safeguarding of client assets.
EU Withdrawal – Transitional period for new rules
The FCA has published rules that will apply following the end of the EU Withdarawal Transition in December 2020.
New pension transfer rules – ATEB Suitability is ready
Is your suitability report process ready for the new transfer rules? ATEB Suitability is!
New Abridged Advice Report Template & PS20/06 Rules for DB Transfer
DB Transfer PS20/06 Update & New Abridged Advice Template
Call for input – Consumer Investments Market
Have your say to influence future regulation.
New SM&CR Annual Reporting Requirement
Disciplinary action arising from a breach of Conduct Rules must be reported.