Outsourcing to cloud and other IT service providers
Existing FCA guidance continues to apply rather than new EU guidelines.
FCA
PS20/06 – part four: Just one more thing?
This policy statement covers far more than the ban on contingent charging for transfer advice.
PS20/06 – part three: Workplace pensions
This article looks at the requirement to consider the client's workplace pension as a target for any pension transfer.
Complaints return – a reminder
A brief reminder for firms about the FCA’s RIA complaint notification requirements.
Updated FS Register
The FCA will be replacing its existing Financial Services Register with an enhanced Financial Services Register on 27 July.
New Content Integrations from Leading Third-Parties and much more
New Content Integrations from Leading Third-Parties and Much More
Professional Indemnity Insurance
A reminder that firms having adequate PI cover is an area of focus for the FCA.
Investment pathways rules deferred
The effective date of the new rules on investment pathways has been deferred.
PS20/06 – part two
The second part of our series covering the implications of PS20/06. This time ... Abridged Advice.
FCA review of equity release advice
The FCA has published the findings from its review of equity release advice.