Portfolio letter to Mortgage Intermediaries
The FCA has written to mortgage intermediaries setting out its expectations for mitigating identified risks to customers.
FCA
FS Register – downtime and data
Dates to note.
EU withdrawal – end of transition
Only a few weeks to go. Are you ready?
Pension transfers – ensuring client understanding
The new rules around transfer advice set a difficult challenge for advisers.
Aggregated costs and legacy trail commission
Do firms need to disclose trail commmission on pre-RDR legacy products?
SM&CR deadlines
A reminder ...
Scam FCA email alert
Watch out for this scam email.
SM&CR – FCA explainer video
The FCA has issued a video explaining what firms have to do ahead of 31 March 2021.
Abridged Advice – points to note
One should do and one don't do!
Directory Data Deadlines
Remember to submit your Directory Data before the deadline.