Operational resilience: preparing for the switch from analogue to digital phone lines
The FCA has recently issued a reminder to firms about forthcoming changes to the UK telephone system. The […]
FCA
DB Advice – CPD correction
FT Adviser published an article on 21 September under the heading ‘How to advise on DB transfers’. We would like […]
AR applications update
Following the recent FCA changes to combined AR applications with the Approved Persons applications on 16th September, some firms who […]
FCA website URL
Redirect links from fsa.gov.uk to fca.org.uk will stop working on 1 October 2021. After 8 years, the fsa.gov.uk […]
Regulatory permission – use it or lose it
The FCA has published draft guidance on a new power that allows it to move faster to remove regulatory permissions […]
Update on SMR and CF (AR) applications
The FCA has published an update on the timescales and delays currently being experienced by firms that submit application for […]
FCA Business Plan – 2021/22
Publication of the FCA’s Business Plan for 2021/22 was delayed from its usual spot in April, finally appearing at the […]
The Avacade saga – a summary
Most readers will be aware of the FCA’s successful legal action in what has been widely referred to as the […]
Urgent update: Covid-19 Impact Survey
We have received the following correspondence from the FCA: “On 12 August 2021, we sent the below e-mail* […]
CP21/25 – FCA consultation on new decision making powers
The FCA is consulting on moving some decision-making from its Regulatory Decisions Committee (RDC) to its Authorisations, Supervision and Enforcement Divisions. This […]