We have received the following update from the FCA;
As communicated on 26 October, we will incrementally publish Directory Persons data from solo-regulated firms from 14 December. In preparation for this, there will be outages for the following systems between 6pm, 11 December and 8am 14 December 2020.
- Financial Services Register;
- The Application Programming Interface (API); and
- Connect – in addition, we will be restricting Directory Persons submissions via Connect from 5pm on Thursday, 10 December.
We will be adding outage notification messages to Connect (Log-in page and ‘Latest News’ section in the application), API and the FS Register.



FCA Survey – problem question
Michael Senior Compliance 2022, FCA
We wrote recently about the latest FCA survey. This is mandatory and some firms have been querying how to answer one of the questions. The question asks – What are your estimated cash needs (fixed costs, known variable costs) and expected cash inflows between 1 March and 31 May 2022? (GBP) Please report the […]